Dealing with an assertive regulator: A quick practical guide
Financial services webinar
Event Details
Webinar
Vereinigtes Königreich | 09. März 2022The FCA has committed to becoming a more assertive regulator. Already, we are seeing the FCA, as well as the PRA, taking a more interventionist role, using their supervisory powers to address issues at an early stage; for example, through the imposition of requirements through VREQs and OIREQs.
To assist firms in navigating this proactive regulatory approach, we are holding a short webinar on:
- An overview of how the PRA and FCA are using their supervisory powers.
- Practical tips on how to deal with the supervisory approach.
